GUGGENHEIM EQ WEIGHT ENHANC

CUSIP: 40167M106 Class: COM SH BEN INT

D'Orazio & Associates, Inc.'s Holding History (CIK: 0001646821)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 124,082 Value ($000) $9,255 Avg Close — Range —
Q2 2014
Shares 122,776 Value ($000) $9,298 Avg Close — Range —
Q1 2014
Shares 109,309 Value ($000) $7,864 Avg Close — Range —
Q4 2013
Shares 110 Value ($000) $5,589 Avg Close — Range —