GUGGENHEIM CR ALLOCATION FD

CUSIP: 40168G108 Class: COM

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 800 Value ($000) $19 Avg Close — Range —
Q3 2014
Shares 1,120 Value ($000) $27 Avg Close — Range —