GUGGENHEIM CR ALLOCATION FD

CUSIP: 40168G108 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 38,001 Value ($000) $815 Avg Close — Range —
Q3 2017
Shares 26,998 Value ($000) $626 Avg Close — Range —
Q2 2017
Shares 35,998 Value ($000) $835 Avg Close — Range —
Q1 2017
Shares 35,998 Value ($000) $820 Avg Close — Range —
Q4 2016
Shares 35,998 Value ($000) $804 Avg Close — Range —
Q3 2016
Shares 35,998 Value ($000) $796 Avg Close — Range —
Q2 2016
Shares 37,998 Value ($000) $782 Avg Close — Range —
Q1 2016
Shares 25,998 Value ($000) $510 Avg Close — Range —
Q1 2015
Shares 8,998 Value ($000) $212 Avg Close — Range —
Q3 2014
Shares 8,998 Value ($000) $214 Avg Close — Range —
Q1 2014
Shares 9,000 Value ($000) $215 Avg Close — Range —
Q4 2013
Shares 9,000 Value ($000) $202 Avg Close — Range —