GUGGENHEIM CR ALLOCATION FD

CUSIP: 40168G108 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 15,695 Value ($000) $310 Avg Close — Range —
Q3 2020
Shares 12,278 Value ($000) $218 Avg Close — Range —
Q2 2020
Shares 11,676 Value ($000) $207 Avg Close — Range —
Q1 2020
Shares 13,056 Value ($000) $195 Avg Close — Range —
Q4 2019
Shares 12,201 Value ($000) $243 Avg Close — Range —
Q3 2019
Shares 12,209 Value ($000) $244 Avg Close — Range —
Q2 2019
Shares 11,840 Value ($000) $247 Avg Close — Range —
Q1 2019
Shares 11,359 Value ($000) $229 Avg Close — Range —
Q4 2018
Shares 12,442 Value ($000) $229 Avg Close — Range —
Q3 2018
Shares 11,248 Value ($000) $248 Avg Close — Range —
Q2 2018
Shares 10,796 Value ($000) $235 Avg Close — Range —
Q1 2017
Shares 32,862 Value ($000) $757 Avg Close — Range —
Q4 2016
Shares 33,142 Value ($000) $739 Avg Close — Range —