GUGGENHEIM CR ALLOCATION FD

CUSIP: 40168G108 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 478 Value ($000) $11 Avg Close — Range —
Q2 2016
Shares 478 Value ($000) $10 Avg Close — Range —
Q1 2016
Shares 697 Value ($000) $14 Avg Close — Range —
Q2 2015
Shares 1,700 Value ($000) $37 Avg Close — Range —
Q1 2015
Shares 100 Value ($000) $2 Avg Close — Range —
Q3 2014
Shares 1,432 Value ($000) $34 Avg Close — Range —
Q2 2014
Shares 1,600 Value ($000) $40 Avg Close — Range —
Q4 2013
Shares 30 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 1,100 Value ($000) $26 Avg Close — Range —