GUGGENHEIM CR ALLOCATION FD

CUSIP: 40168G108 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 1,000 Value ($000) $20 Avg Close — Range —
Q2 2021
Shares 1,000 Value ($000) $21 Avg Close — Range —