GUGGENHEIM ACTIVE ALLOC FD

CUSIP: 40170T106 Class: COMMON STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 26,563 Value ($000) $407 Avg Close — Range —
Q3 2025
Shares 27,130 Value ($000) $423 Avg Close — Range —
Q2 2025
Shares 24,820 Value ($000) $388 Avg Close — Range —
Q1 2025
Shares 24,581 Value ($000) $370 Avg Close — Range —
Q4 2024
Shares 20,047 Value ($000) $298 Avg Close — Range —
Q2 2024
Shares 11,088 Value ($000) $166 Avg Close — Range —
Q4 2022
Shares 10,600 Value ($000) $143 Avg Close — Range —