GUGGENHEIM ACTIVE ALLOC FD

CUSIP: 40170T106 Class: COMMON STOCK

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 487,592 Value ($000) $6,963 Avg Close — Range —
Q1 2023
Shares 800,731 Value ($000) $10,986 Avg Close — Range —
Q4 2022
Shares 743,098 Value ($000) $9,995 Avg Close — Range —
Q3 2022
Shares 613,038 Value ($000) $7,865 Avg Close — Range —
Q2 2022
Shares 773,521 Value ($000) $10,984 Avg Close — Range —
Q1 2022
Shares 97,551 Value ($000) $1,686 Avg Close — Range —