GUGGENHEIM ACTIVE ALLOC FD

CUSIP: 40170T106 Class: COMMON STOCK

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2024
Shares 16,563 Value ($000) $246 Avg Close — Range —
Q3 2024
Shares 18,377 Value ($000) $303 Avg Close — Range —
Q2 2024
Shares 110,723 Value ($000) $1,653 Avg Close — Range —
Q1 2024
Shares 105,330 Value ($000) $1,422 Avg Close — Range —
Q4 2023
Shares 102,203 Value ($000) $1,498 Avg Close — Range —
Q3 2023
Shares 105,330 Value ($000) $1,422 Avg Close — Range —
Q2 2023
Shares 88,551 Value ($000) $1,272 Avg Close — Range —
Q1 2023
Shares 84,666 Value ($000) $1,189 Avg Close — Range —
Q4 2022
Shares 64,124 Value ($000) $862 Avg Close — Range —
Q3 2022
Shares 31,823 Value ($000) $411 Avg Close — Range —
Q2 2022
Shares 13,120 Value ($000) $187 Avg Close — Range —
Q1 2022
Shares 14,170 Value ($000) $243 Avg Close — Range —