GUGGENHEIM ACTIVE ALLOC FD

CUSIP: 40170T106 Class: COMMON STOCK

BOOTHBAY FUND MANAGEMENT, LLC's Holding History (CIK: 0001549230)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023
Shares 20,836 Value ($000) $305 Avg Close — Range —
Q3 2023
Shares 77,153 Value ($000) $1,042 Avg Close — Range —