GUGGENHEIM ACTIVE ALLOC FD

CUSIP: 40170T106 Class: COMMON STOCK

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 30,004 Value ($000) $460 Avg Close — Range —
Q3 2025
Shares 22,143 Value ($000) $345 Avg Close — Range —
Q2 2025
Shares 21,645 Value ($000) $339 Avg Close — Range —
Q1 2025
Shares 21,147 Value ($000) $319 Avg Close — Range —
Q4 2024
Shares 23,366 Value ($000) $347 Avg Close — Range —
Q3 2024
Shares 32,559 Value ($000) $539 Avg Close — Range —
Q4 2022
Shares 7,500 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 7,500 Value ($000) $96 Avg Close — Range —
Q1 2022
Shares 4,000 Value ($000) $68 Avg Close — Range —