GUINNESS ATKINSON FDS

Ticker: DIVS CUSIP: 402031835 Class: SMARTETFS DIVID

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 31,871 Value ($000) $1 Avg Close — Range —
Q3 2025
Shares 30,789 Value ($000) $1 Avg Close — Range —
Q2 2025
Shares 32,438 Value ($000) $1 Avg Close — Range —
Q1 2025
Shares 33,319 Value ($000) $1 Avg Close — Range —
Q4 2024
Shares 34,095 Value ($000) $1 Avg Close — Range —
Q3 2024
Shares 31,377 Value ($000) $1 Avg Close — Range —
Q2 2024
Shares 30,161 Value ($000) $1 Avg Close — Range —
Q1 2024
Shares 29,005 Value ($000) $1 Avg Close — Range —
Q4 2023
Shares 26,658 Value ($000) $1 Avg Close — Range —
Q3 2023
Shares 27,503 Value ($000) $1 Avg Close — Range —
Q2 2023
Shares 18,361 Value ($000) $0 Avg Close — Range —
Q1 2023
Shares 9,373 Value ($000) $0 Avg Close — Range —