GULF COAST ULTRA DEEP RTY TR

Ticker: GULTU CUSIP: 40222T104 Class: COMMON STK

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 396,124 Value ($000) $115 Avg Close — Range —
Q2 2015
Shares 415,662 Value ($000) $291 Avg Close — Range —
Q1 2015
Shares 428,823 Value ($000) $305 Avg Close — Range —
Q4 2014
Shares 302,306 Value ($000) $384 Avg Close — Range —
Q3 2014
Shares 156,812 Value ($000) $314 Avg Close — Range —
Q2 2014
Shares 167,026 Value ($000) $489 Avg Close — Range —
Q1 2014
Shares 173,865 Value ($000) $530 Avg Close — Range —
Q4 2013
Shares 179,480 Value ($000) $373 Avg Close — Range —
Q3 2013
Shares 188,181 Value ($000) $410 Avg Close — Range —
Q2 2013
Shares 191,561 Value ($000) $391 Avg Close — Range —