H & Q HEALTHCARE INVESTORS

CUSIP: 404052102 Class: COM

CARRET ASSET MANAGEMENT, LLC's Holding History (CIK: 0000791490)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 16,400 Value ($000) $446 Avg Close — Range —
Q4 2013
Shares 16,400 Value ($000) $442 Avg Close — Range —
Q3 2013
Shares 16,400 Value ($000) $393 Avg Close — Range —
Q2 2013
Shares 16,655 Value ($000) $383 Avg Close — Range —
Q1 2013
Shares 6,069,061 Value ($000) $257,493 Avg Close — Range —