H & Q LIFE SCIENCES INVS

CUSIP: 404053100 Class: EXCHANGE TRADED

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 54,550 Value ($000) $1,190 Avg Close — Range —
Q2 2014
Shares 52,900 Value ($000) $1,098 Avg Close — Range —
Q1 2014
Shares 51,177 Value ($000) $1,113 Avg Close — Range —
Q4 2013
Shares 34,362 Value ($000) $702 Avg Close — Range —
Q3 2013
Shares 37,078 Value ($000) $694 Avg Close — Range —
Q2 2013
Shares 32,333 Value ($000) $578 Avg Close — Range —