HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

CONNING INC.'s Holding History (CIK: 0000801051)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 200,000 Value ($000) $5,130 Avg Close — Range —
Q2 2016
Shares 200,000 Value ($000) $5,188 Avg Close — Range —
Q1 2016
Shares 247,600 Value ($000) $6,341 Avg Close — Range —
Q4 2015
Shares 247,600 Value ($000) $6,331 Avg Close — Range —
Q3 2015
Shares 247,600 Value ($000) $6,264 Avg Close — Range —
Q2 2015
Shares 247,600 Value ($000) $6,247 Avg Close — Range —
Q1 2015
Shares 247,600 Value ($000) $6,346 Avg Close — Range —
Q4 2014
Shares 200,000 Value ($000) $5,140 Avg Close — Range —
Q3 2014
Shares 200,000 Value ($000) $5,032 Avg Close — Range —
Q2 2014
Shares 200,000 Value ($000) $5,068 Avg Close — Range —
Q1 2014
Shares 200,000 Value ($000) $5,090 Avg Close — Range —
Q4 2013
Shares 200,000 Value ($000) $4,940 Avg Close — Range —
Q3 2013
Shares 200,000 Value ($000) $4,930 Avg Close — Range —
Q2 2013
Shares 200,000 Value ($000) $4,976 Avg Close — Range —