HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2011
Shares 18,500 Value ($000) $447 Avg Close — Range —
Q4 2010
Shares 18,500 Value ($000) $424 Avg Close — Range —
Q1 2010
Shares 18,500 Value ($000) $422 Avg Close — Range —
Q4 2009
Shares 18,500 Value ($000) $396 Avg Close — Range —
Q3 2009
Shares 32,500 Value ($000) $700 Avg Close — Range —
Q2 2009
Shares 32,500 Value ($000) $588 Avg Close — Range —
Q1 2009
Shares 32,500 Value ($000) $484 Avg Close — Range —