HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 200,000 Value ($000) $5,154 Avg Close — Range —
Q3 2018
Shares 200,000 Value ($000) $5,134 Avg Close — Range —
Q2 2018
Shares 200,000 Value ($000) $5,316 Avg Close — Range —
Q1 2018
Shares 200,000 Value ($000) $5,150 Avg Close — Range —
Q3 2017
Shares 200,000 Value ($000) $5,278 Avg Close — Range —
Q2 2017
Shares 200,000 Value ($000) $5,278 Avg Close — Range —
Q1 2017
Shares 200,000 Value ($000) $5,180 Avg Close — Range —
Q4 2016
Shares 200,000 Value ($000) $5,040 Avg Close — Range —
Q1 2015
Shares 7,810 Value ($000) $201 Avg Close — Range —
Q4 2014
Shares 6,566 Value ($000) $169 Avg Close — Range —
Q3 2014
Shares 8,470 Value ($000) $213 Avg Close — Range —
Q2 2014
Shares 8,685 Value ($000) $220 Avg Close — Range —
Q1 2014
Shares 12,362 Value ($000) $315 Avg Close — Range —
Q4 2013
Shares 13,338 Value ($000) $329 Avg Close — Range —
Q3 2013
Shares 21,393 Value ($000) $528 Avg Close — Range —
Q2 2013
Shares 25,366 Value ($000) $631 Avg Close — Range —