HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 50,840 Value ($000) $1,367 Avg Close — Range —
Q3 2019
Shares 52,967 Value ($000) $1,394 Avg Close — Range —
Q2 2019
Shares 54,250 Value ($000) $1,421 Avg Close — Range —
Q1 2019
Shares 51,735 Value ($000) $1,333 Avg Close — Range —
Q4 2018
Shares 33,190 Value ($000) $855 Avg Close — Range —
Q3 2018
Shares 24,517 Value ($000) $629 Avg Close — Range —
Q2 2018
Shares 25,054 Value ($000) $666 Avg Close — Range —
Q1 2018
Shares 25,309 Value ($000) $652 Avg Close — Range —
Q4 2017
Shares 23,438 Value ($000) $605 Avg Close — Range —
Q3 2017
Shares 8,081 Value ($000) $213 Avg Close — Range —
Q2 2017
Shares 8,080 Value ($000) $213 Avg Close — Range —
Q1 2017
Shares 8,239 Value ($000) $213 Avg Close — Range —
Q4 2016
Shares 13,872 Value ($000) $350 Avg Close — Range —
Q1 2016
Shares 11,952 Value ($000) $305 Avg Close — Range —
Q4 2015
Shares 13,751 Value ($000) $351 Avg Close — Range —