HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 15,263 Value ($000) $410 Avg Close — Range —
Q3 2019
Shares 13,427 Value ($000) $353 Avg Close — Range —
Q2 2019
Shares 13,576 Value ($000) $356 Avg Close — Range —
Q1 2019
Shares 11,521 Value ($000) $297 Avg Close — Range —
Q4 2018
Shares 10,210 Value ($000) $263 Avg Close — Range —
Q3 2018
Shares 9,385 Value ($000) $241 Avg Close — Range —