HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 170 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 170 Value ($000) $4,308 Avg Close — Range —