HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

Asset Allocation & Management Company, LLC's Holding History (CIK: 0001498383)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 10,000 Value ($000) $250 Avg Close — Range —
Q4 2019
Shares 10,000 Value ($000) $266 Avg Close — Range —