HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 8,200 Value ($000) $207 Avg Close — Range —
Q1 2015
Shares 9,400 Value ($000) $241 Avg Close — Range —
Q4 2014
Shares 9,400 Value ($000) $242 Avg Close — Range —
Q3 2014
Shares 9,400 Value ($000) $237 Avg Close — Range —
Q2 2014
Shares 9,900 Value ($000) $251 Avg Close — Range —
Q1 2014
Shares 9,900 Value ($000) $252 Avg Close — Range —
Q4 2013
Shares 9,900 Value ($000) $245 Avg Close — Range —
Q3 2013
Shares 9,900 Value ($000) $244 Avg Close — Range —
Q2 2013
Shares 9,900 Value ($000) $246 Avg Close — Range —