HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 6,100 Value ($000) $153 Avg Close — Range —
Q2 2014
Shares 6,500 Value ($000) $165 Avg Close — Range —
Q1 2014
Shares 6,900 Value ($000) $176 Avg Close — Range —
Q4 2013
Shares 6,900 Value ($000) $170 Avg Close — Range —
Q3 2013
Shares 6,900 Value ($000) $170 Avg Close — Range —
Q2 2013
Shares 6,500 Value ($000) $162 Avg Close — Range —