HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 375 Value ($000) $10 Avg Close — Range —
Q2 2016
Shares 375 Value ($000) $10 Avg Close — Range —
Q1 2016
Shares 375 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 375 Value ($000) $10 Avg Close — Range —
Q3 2015
Shares 375 Value ($000) $9 Avg Close — Range —
Q2 2015
Shares 375 Value ($000) $9 Avg Close — Range —
Q1 2015
Shares 375 Value ($000) $10 Avg Close — Range —
Q4 2014
Shares 375 Value ($000) $9 Avg Close — Range —