HSBC HLDGS PLC

CUSIP: 404280604 Class: ADR A 1/40PF A

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 57,550 Value ($000) $1,440 Avg Close — Range —
Q4 2019
Shares 11,000 Value ($000) $294 Avg Close — Range —
Q3 2019
Shares 7,000 Value ($000) $184 Avg Close — Range —
Q2 2019
Shares 7,000 Value ($000) $183 Avg Close — Range —
Q1 2019
Shares 7,000 Value ($000) $180 Avg Close — Range —
Q4 2018
Shares 7,000 Value ($000) $180 Avg Close — Range —
Q3 2018
Shares 7,000 Value ($000) $180 Avg Close — Range —
Q2 2018
Shares 7,000 Value ($000) $186 Avg Close — Range —
Q1 2018
Shares 7,000 Value ($000) $180 Avg Close — Range —