HSBC HLDGS PLC SUB CAP 8.125%

CUSIP: 404280703 Class: Pfd Stk

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,200 Value ($000) $31 Avg Close — Range —
Q2 2014
Shares 1,200 Value ($000) $31 Avg Close — Range —