HSBC HLDGS PLC SUB CAP 8.125%

CUSIP: 404280703 Class: Pfd Stk

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 8,300 Value ($000) $226 Avg Close — Range —
Q2 2017
Shares 8,800 Value ($000) $240 Avg Close — Range —
Q1 2017
Shares 8,800 Value ($000) $237 Avg Close — Range —
Q4 2016
Shares 29,766 Value ($000) $772 Avg Close — Range —
Q3 2016
Shares 28,766 Value ($000) $778 Avg Close — Range —
Q2 2016
Shares 29,766 Value ($000) $804 Avg Close — Range —