HSBC HLDGS PLC SUB CAP 8.125%

CUSIP: 404280703 Class: Pfd Stk

CIM INVESTMENT MANAGEMENT INC's Holding History (CIK: 0001179791)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 40,000 Value ($000) $1,053 Avg Close — Range —
Q4 2017
Shares 40,000 Value ($000) $1,094 Avg Close — Range —
Q3 2017
Shares 40,000 Value ($000) $1,091 Avg Close — Range —
Q2 2017
Shares 40,000 Value ($000) $1,089 Avg Close — Range —
Q1 2017
Shares 40,000 Value ($000) $1,075 Avg Close — Range —
Q4 2016
Shares 40,000 Value ($000) $1,038 Avg Close — Range —
Q3 2016
Shares 40,000 Value ($000) $1,081 Avg Close — Range —
Q2 2016
Shares 40,000 Value ($000) $1,080 Avg Close — Range —
Q1 2016
Shares 40,000 Value ($000) $1,076 Avg Close — Range —
Q4 2015
Shares 40,000 Value ($000) $1,068 Avg Close — Range —
Q3 2015
Shares 40,000 Value ($000) $1,041 Avg Close — Range —
Q2 2015
Shares 40,000 Value ($000) $1,044 Avg Close — Range —
Q1 2015
Shares 40,000 Value ($000) $1,050 Avg Close — Range —