HSBC HLDGS PLC SUB CAP 8.125%

CUSIP: 404280703 Class: Pfd Stk

Aperio Group, LLC's Holding History (CIK: 0001364615)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 9,005 Value ($000) $231 Avg Close — Range —
Q2 2013
Shares 8,541 Value ($000) $217 Avg Close — Range —