HSBC HLDGS PLC SUB CAP 8.125%

CUSIP: 404280703 Class: Pfd Stk

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 200 Value ($000) $5 Avg Close — Range —
Q4 2016
Shares 400 Value ($000) $10 Avg Close — Range —
Q3 2016
Shares 400 Value ($000) $11 Avg Close — Range —
Q2 2016
Shares 400 Value ($000) $11 Avg Close — Range —
Q1 2016
Shares 400 Value ($000) $11 Avg Close — Range —
Q4 2015
Shares 400 Value ($000) $11 Avg Close — Range —
Q3 2015
Shares 400 Value ($000) $10 Avg Close — Range —
Q2 2015
Shares 400 Value ($000) $10 Avg Close — Range —
Q1 2015
Shares 400 Value ($000) $10 Avg Close — Range —
Q4 2014
Shares 400 Value ($000) $11 Avg Close — Range —
Q3 2014
Shares 400 Value ($000) $10 Avg Close — Range —
Q1 2014
Shares 400 Value ($000) $10 Avg Close — Range —
Q4 2013
Shares 400 Value ($000) $10 Avg Close — Range —
Q3 2013
Shares 400 Value ($000) $10 Avg Close — Range —
Q2 2013
Shares 400 Value ($000) $10 Avg Close — Range —