HSBC HLDGS PLC PERP PREF SHS

CUSIP: 404280802 Class: PREFERRED

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 87,347 Value ($000) $2,254 Avg Close — Range —
Q3 2016
Shares 79,576 Value ($000) $2,078 Avg Close — Range —
Q2 2016
Shares 78,667 Value ($000) $2,087 Avg Close — Range —
Q1 2016
Shares 492,588 Value ($000) $12,906 Avg Close — Range —
Q4 2015
Shares 493,191 Value ($000) $12,858 Avg Close — Range —
Q3 2015
Shares 492,350 Value ($000) $12,560 Avg Close — Range —
Q2 2015
Shares 657,119 Value ($000) $17,012 Avg Close — Range —
Q1 2015
Shares 389,208 Value ($000) $10,209 Avg Close — Range —
Q4 2014
Shares 380,551 Value ($000) $10,111 Avg Close — Range —
Q3 2014
Shares 370,322 Value ($000) $9,866 Avg Close — Range —
Q2 2014
Shares 1,005,222 Value ($000) $27,211 Avg Close — Range —
Q1 2014
Shares 973,775 Value ($000) $26,263 Avg Close — Range —
Q4 2013
Shares 953,765 Value ($000) $25,694 Avg Close — Range —
Q3 2013
Shares 953,865 Value ($000) $25,802 Avg Close — Range —
Q2 2013
Shares 1,046,965 Value ($000) $28,372 Avg Close — Range —