HSBC HLDGS PLC PERP PREF SHS

CUSIP: 404280802 Class: PREFERRED

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 9,900 Value ($000) $268 Avg Close — Range —
Q1 2014
Shares 9,900 Value ($000) $267 Avg Close — Range —