HSBC HLDGS PLC

CUSIP: 404280AR0 Class: CORP

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 15,450,000 Value ($000) $14,871 Avg Close — Range —
Q2 2015
Shares 15,450,000 Value ($000) $15,470 Avg Close — Range —