HSBC HLDGS PLC

CUSIP: 404280AT6 Class: CORP

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 23,100,000 Value ($000) $24,578 Avg Close — Range —
Q1 2017
Shares 23,100,000 Value ($000) $23,505 Avg Close — Range —
Q4 2016
Shares 23,100,000 Value ($000) $22,985 Avg Close — Range —
Q3 2016
Shares 8,100,000 Value ($000) $8,084 Avg Close — Range —
Q2 2016
Shares 8,100,000 Value ($000) $7,715 Avg Close — Range —