HSBC USA INC

CUSIP: 40428H805 Class: Pfd Stk

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 3,575 Value ($000) $78 Avg Close — Range —
Q2 2014
Shares 4,050 Value ($000) $92 Avg Close — Range —