HSBC USA INC SERIES G ADJ RATE

CUSIP: 40428H888 Class: PREFERRED STOCK

MASSMUTUAL TRUST CO FSB/ADV's Holding History (CIK: 0001103653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 2,250 Value ($000) $53,055 Avg Close — Range —
Q4 2015
Shares 2,250 Value ($000) $53,978 Avg Close — Range —
Q3 2015
Shares 5,900 Value ($000) $135,523 Avg Close — Range —
Q2 2015
Shares 5,900 Value ($000) $137,824 Avg Close — Range —
Q1 2015
Shares 2,100 Value ($000) $50,652 Avg Close — Range —
Q4 2014
Shares 2,250 Value ($000) $52,312 Avg Close — Range —
Q3 2014
Shares 5,900 Value ($000) $135,523 Avg Close — Range —
Q2 2014
Shares 2,600 Value ($000) $60,736 Avg Close — Range —
Q1 2014
Shares 3,900 Value ($000) $89,193 Avg Close — Range —
Q4 2013
Shares 1,800 Value ($000) $36,504 Avg Close — Range —