HSBC USA Inc Ser F

CUSIP: 40428h805 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 25,000 Value ($000) $552 Avg Close — Range —
Q3 2015
Shares 25,000 Value ($000) $537 Avg Close — Range —
Q2 2015
Shares 25,000 Value ($000) $559 Avg Close — Range —
Q1 2015
Shares 25,000 Value ($000) $578 Avg Close — Range —
Q4 2014
Shares 40,000 Value ($000) $904 Avg Close — Range —