HSBC USA INC. 6.5% PFD PFD SER

CUSIP: 40428h862 Class: PFD

JAMES INVESTMENT RESEARCH INC's Holding History (CIK: 0000810384)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 2,500 Value ($000) $63 Avg Close — Range —
Q1 2015
Shares 2,500 Value ($000) $63 Avg Close — Range —
Q4 2014
Shares 2,500 Value ($000) $63 Avg Close — Range —
Q3 2014
Shares 2,500 Value ($000) $63 Avg Close — Range —
Q2 2014
Shares 2,500 Value ($000) $64 Avg Close — Range —
Q1 2014
Shares 2,500 Value ($000) $63 Avg Close — Range —
Q4 2013
Shares 2,500 Value ($000) $60 Avg Close — Range —
Q3 2013
Shares 2,500 Value ($000) $60 Avg Close — Range —