HSBC USA INC. 6.5% PFD PFD SER

CUSIP: 40428h862 Class: PFD

KCM INVESTMENT ADVISORS LLC's Holding History (CIK: 0001109228)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 9,291 Value ($000) $223 Avg Close — Range —
Q2 2013
Shares 14,362 Value ($000) $360 Avg Close — Range —