HSBC USA INC

CUSIP: 4042EP602 Class: CMN

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 356 Value ($000) $2 Avg Close — Range —

Q1 2016

Shares 356 Value ($000) $2 Avg Close — Range —

Q4 2015

Shares 356 Value ($000) $2 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	356	$2	—	—
Q1 2016	356	$2	—	—
Q4 2015	356	$2	—	—