HSBC USA INC

CUSIP: 4042EP602 Class: CMN

Transamerica Financial Advisors, Inc.'s Holding History (CIK: 0001502149)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 9,833 Value ($000) $61 Avg Close — Range —
Q1 2016
Shares 156 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 139 Value ($000) $1 Avg Close — Range —