HSBC USA INC

CUSIP: 4042EP602 Class: CMN

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 68 Value ($000) $0 Avg Close — Range —
Q4 2013
Shares 7,100 Value ($000) $41 Avg Close — Range —