HSBC USA INC

CUSIP: 4042EP602 Class: CMN

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 3,199 Value ($000) $20 Avg Close — Range —
Q4 2015
Shares 61 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 585 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 2,090 Value ($000) $12 Avg Close — Range —
Q1 2015
Shares 3,016 Value ($000) $18 Avg Close — Range —