HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD PHLX HSG SECTOR INDEX EXP 10/31/14

CUSIP: 40433M112 Class: Equity

Archford Capital Strategies, LLC's Holding History (CIK: 0001606609)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,200 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 1,200 Value ($000) $14,652 Avg Close — Range —
Q1 2014
Shares 1,200 Value ($000) $14,136 Avg Close — Range —