HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX

CUSIP: 40433T364 Class: Equity

Archford Capital Strategies, LLC's Holding History (CIK: 0001606609)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 13,150 Value ($000) $148 Avg Close — Range —
Q3 2014
Shares 13,150 Value ($000) $147 Avg Close — Range —
Q2 2014
Shares 13,150 Value ($000) $146,622 Avg Close — Range —
Q1 2014
Shares 13,150 Value ($000) $144,124 Avg Close — Range —