HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX

CUSIP: 40433T489 Class: Equity

Archford Capital Strategies, LLC's Holding History (CIK: 0001606609)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 10,250 Value ($000) $115 Avg Close — Range —
Q3 2014
Shares 10,250 Value ($000) $114 Avg Close — Range —
Q2 2014
Shares 10,250 Value ($000) $113,570 Avg Close — Range —
Q1 2014
Shares 10,250 Value ($000) $111,828 Avg Close — Range —