HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD RUSSELL 2000 INDEX

CUSIP: 40433T588 Class: Equity

Archford Capital Strategies, LLC's Holding History (CIK: 0001606609)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,000 Value ($000) $36 Avg Close — Range —
Q3 2014
Shares 3,000 Value ($000) $35 Avg Close — Range —
Q2 2014
Shares 3,000 Value ($000) $35,040 Avg Close — Range —
Q1 2014
Shares 3,000 Value ($000) $34,440 Avg Close — Range —