HSBC USA INC CAPPED LEVERAGED INDEX NTS LKD S&P 500 INDEX

CUSIP: 40433T729 Class: Equity

Archford Capital Strategies, LLC's Holding History (CIK: 0001606609)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 19,370 Value ($000) $221 Avg Close — Range —
Q2 2014
Shares 19,370 Value ($000) $219,849 Avg Close — Range —
Q1 2014
Shares 19,370 Value ($000) $217,526 Avg Close — Range —