HSBC USA, INC. 4Y EUROSTOXX 50 INDEX BUFFERED RETURN NOTE

CUSIP: 40435FAV9 Class: Equity Linked Debt - No CPN and $1000 par

Steward Partners Investment Advisory, LLC's Holding History (CIK: 0001723397)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 300,000 Value ($000) $369 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	300,000	$369	—	—